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Sarbanes Oxley Compliance

The Sarbanes-Oxley Act of 2002 is a United States federal law passed in response to a number of major corporate and accounting scandals including those affecting Enron, Tyco International, and WorldCom (now MCI). These scandals resulted in a decline of public trust in accounting and reporting practices. The Act also covers issues such as auditor independence, corporate governance and enhanced financial disclosure.

Results 1 - 25 of 62 matches Sort Results By : Published Date | Title | Company name
Regulatory Compliance and the IBM Mainframe: Key Requirements
By : CA Published Date: Dec 01, 2006
Compliance requires strong security controls for mainframe environments also. This white paper discusses some major challenges that mainframes bring to compliance, and some key issues that need to be addressed.
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CA
Sarbanes-Oxley and Its Impact on IT Organizations
By : CA Published Date: Nov 01, 2006
Sarbanes-Oxley has important potential impacts generally on IT controls and specifically on how digital identities and application entitlements are managed. This white paper briefly discusses the regulation and how CA Identity and Access Management software can play a role in compliance project.
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CA
The Role of Security Management in Achieving 'Continuous Compliance'
By : CA Published Date: Oct 02, 2006
This white paper provides an overview of the key security issues relating to regulatory compliance, and discusses the key solutions that can significantly help to achieve compliance. A description of how to leverage your compliance efforts to improve overall business performance is also included.
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CA
The Business Case for Email Archiving
By : GFI Published Date: Aug 21, 2008
For businesses around the world, email has become the primary means of communication with people inside and outside of the organization. Business transactions kick off in the form of an email, most customers use e-mail to negotiate contracts and agreements and exchange invoices and payment information. Email is also heavily used by marketing departments to issue mailshots to customers announcing new offers and special deals and so on.
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GFI
Why Organizations Need to Archive Email
By : GFI Published Date: Jan 02, 2007
In a survey conducted throughout November and December 2004, SERVO asked 100 of their top customers which projects they were most likely to accomplish in 2005. Interestingly, email archiving made it to the top 5 corporate priorities and this finding can easily be backed up as recent market trends show a six-fold increase in demand for email archiving solutions.
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GFI
Bill 198 and Internal Controls for Technology
By : Tripwire Published Date: Jul 05, 2007
Find out about the requirements and issues addressed in corporate governance Bill 198, Canada's version of Sarbanes-Oxley, for internal controls for technology and how IT configuration auditing brings compliance.
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Tripwire
Compliance. Protection. Recovery. A Layered Approach to Laptop Security for Corporations
By : Absolute Software Published Date: Feb 20, 2008
This paper discusses the problems IT departments face with laptop theft, mobile data protection, IT asset tracking, and regulatory compliance such as Sarbanes-Oxley, HIPAA, Gramm-Leach-Bliley, and California Senate Bill 1386.
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Absolute Software
Document Process Management: The Compelling Case for an Integrated Lifecycle Strategy
By : Océ Business Services Published Date: Sep 07, 2005
IDC has found a direct correlation between effective document management and improved business performance. Yet recent research reveals that half of organizations rate their document process management processes as ineffective. This best-practices paper gives you insight into how you can reduce costs, increase productivity, mitigate risk and enhance business performance through the strategic outsourcing of document lifecycle management.
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Océ Business Services
Email Archiving in United Kingdom: The Key Laws That Affect Your Business
By : GFI Published Date: Jul 15, 2008
Today, more than ever before, legal and compliance issues are driving the case for email archiving. Email archiving legislation is complex and varies greatly from country to country. Unless companies are well versed in compliance law, the various regulations affecting email can be a minefield.
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GFI
FISMA Compliance: Making the Grade
By : Qualys Published Date: Jan 30, 2006
A Qualys Guide to Measuring Risk, Enforcing Policies, and FISMA compliance regulations.
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Qualys
How to Get to the Numbers that Matter in Retail
By : Microsoft Published Date: Mar 01, 2006
The objective of this white paper is to review various aspects of retail financial management and to draw important lessons for small and mid-size retailers. The paper addresses a wide range of topics that impact a retailer’s financial success. Many of these are common to retailers of all sizes, but some are specific to mid to small tier businesses and many cautionary notes are given.
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Microsoft
How Can Identity and Access Management Help Me To Improve Compliance and Drive Business Performance?
By : CA Published Date: Nov 08, 2007
CA Identity and Access Management automates the management of user identities and ensures that only properly authorized users can access critical IT resources from the Web to the mainframe. It empowers your organization to reduce IT costs, mitigate overall security risk, enable new business opportunities and deliver continuous regulatory compliance.
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CA
Keeping Up Your SOX Compliance and Turning IT into a High Performer by Improving Change Control
By : Tripwire Published Date: Jan 26, 2007
This paper covers the implementation, disclosure and ongoing evaluation of internal controls for SOX compliance with a focus on the role of IT, as well as the penalties for non-compliance.
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Tripwire
Meeting Regulatory Log Requirements
By : NetIQ Corporation Published Date: Jul 19, 2006
Discover how NetIQ Security Manager can help your organization comply with the log collection and analysis requirements within recent regulations and standards.

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NetIQ Corporation
Privacy, Compliance, and International Data Flows
By : NetIQ Corporation Published Date: Jun 14, 2006
Mandatory compliance requirements often vary or conflict. Discover the major issues and appropriate actions organizations must take today to protect the privacy of information and meet legal and contractual requirements.
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NetIQ Corporation
4 Steps to Data Security Compliance: Technologies to Help Your Organization with U.S. Regulations
By : SafeNet Published Date: Nov 19, 2007
U.S. organizations that handle corporate and personal data must conform to certain government legislation to protect this private information from compromise, unauthorized access, interception, or corruption. However, organizations with little or no education of these mandates or suitable solutions will find their budgets and their manpower stretched too thin.
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SafeNet
Speeding SOX Audits with Automated Data Protection Tools
By : Bocada Published Date: Oct 21, 2005
This white paper focuses on Sarbanes-Oxley Act (SOX) regulations relevant to data protection, and describes both best practices and automated tools used by today's leading storage managers and backup/recovery teams to meet the mandates of SOX.
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Bocada
Sustainable Sarbanes-Oxley Compliance
By : Solidcore Published Date: Nov 22, 2005
This white paper outlines the issues faced by IT managers in meeting their compliance requirements and explains how Solidcore can be a core component of a sustainable and cost-effective SOX compliance program.
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Solidcore
Sustaining Sarbanes-Oxley IT Internal Controls
By : Ecora Software Published Date: Jun 29, 2006
Our guide shows you how automation can create a sustainable control and reporting system – a must-have with mandated quarterly and annual assessments. If you've already prepared for, and experienced, your first Sarbanes-Oxley audit, you'll want to read this guide on sustainability.
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Ecora Software
Sarbanes-Oxley and Its Impact on IT Outsourcing
By : OneNeck IT Services Published Date: Mar 23, 2007
The nature of corporate accounting and financial controls has forever been changed by Sarbanes-Oxley legislation. This white paper discusses the ripple effect of the Act on the IT outsourcing community and the new responsibilities and ethics that rest on companies, both public and private, that entrust all or part of their IT environment to an external third party.
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OneNeck IT Services
Secure Remote Vendor Access to the Enterprise Data Center
By : Axeda Corporation Published Date: Sep 05, 2007
Enabling IT equipment vendors to perform remote service on your data centers helps maximize uptime and lower TCO—but at what risk? Dial-up modems and VPNs introduce security vulnerabilities and lack sufficient auditing capabilities—making it virtually impossible to track external access and maintain data center security. Download this white paper to learn how you can manage security risks, lower service-related costs, achieve regulatory and internal compliance, and more.
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Axeda Corporation
The IT Manager's Working Guide to Sustainable SOX Compliance
By : SoftLanding Systems Published Date: Aug 10, 2006
If you are spending too much time and money on SOX compliance, this white paper will help you identify where investments in technology could really pay off in time for your next SOX audit.
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SoftLanding Systems
The Banking Data Warehouse and the Sarbanes-Oxley Act
By : IBM Published Date: Jun 01, 2005
This white paper outlines the components of the Banking Data Warehouse (BDW) and how they assist financial institutions in addressing the data modeling and data consolidation issues relating to the SOX regulations.
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IBM
The Strategic CFO: Success Secrets of High Performing Finance Teams
By : Infor Published Date: Apr 26, 2007
What Distinguishes Strategic CFOs? What are their secrets? Why do CEOs consider their guidance so critical? How do they provide critical insight that enhances strategic planning and decision-making? Find out how strategic CFOs set themselves apart from the rest... and apply their secrets to your financial organization.
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Infor
The Digital Signature Paradox
By : ProofSpace Published Date: Jul 31, 2007
Digital signatures aren't enough. This paper posits that data integrity needs to be redefined within the context of a time-sensitive mechanism.
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ProofSpace
 
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